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Registration and Renewal of Registration as a Filing Agent
WebMar 24, 2024 · Clearing agencies are broadly defined under Section 3 (a) (23) (A) of the Exchange Act and undertake a variety of functions. Two common functions of registered clearing agencies are the functions of a central counterparty (“CCP”) or a central securities depository (“CSD”). Under Rule 17Ad-22 (a) (2), a clearing agency performs the ... WebMar 9, 2024 · An enrolled agent is a tax practitioner licensed by the U.S. Department of the Treasury to represent any taxpayer (individual, business, corporation or … periodic table worksheet #2 answers
What is an SEC Filing Agent / Printer? Toppan Merrill
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